Updated Articles

  1. 5330 Module FAQ and Supplementals

  2. 5330 FAQs

    Table of Contents Q1: What are the differences between subscription access? (5500 only vs 5330 add on) Q2: Do I need the 5500 module to access 5330 e-filing? Q3: What is the purpose of the additional pages for the Schedule ...
  3. Upload and Download Features

    To upload one or multiple Form 5330s, select the Upload link within the 5330 Box in the 5500 Module.  In the Form 5330 Upload/Download window, users can: Download a sample template and schema CSV files. Download existing Form 5330s for on...
  4. Completing Form 5330 and Schedules

  5. Workflow

    The Workflow Grid is located in the Compliance Menu, under “Tools/Settings”, by clicking “Workflow”. This is a global grid, listing each plan under a customer’s account to which a year end has been added in the Compliance software and showing ...
  6. Compliance Portal Files

  7. Confirmation, Notification, and Reminder Emails

  8. Defining Who Will Receive Confirmation Emails

    When you are setting up email setting for the various modules, you will be able to set up confirmation emails. 5500 Module*: Confirmation Emails: If you would like to receive confirmation emails when the Form 5500/SF has been submitted, you ...
  9. Confirmation E-mail Assistant

    Confirmation E-mail Assistant Simulator This tool will help identify where confirmation e-mails will be sent based on the module selections entered into the Global E-mail Settings and other locations specific to the module. To use: ...
  10. 5330 Video Demonstration

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